Date: Thu, 27 Mar 2003 01:26:08 -0500

Subject: Of X-Men and the Anthropic Principle: Stacey E. Ake

Metanexus: Views 2003.03.26. 2886 words

Consider the anthropic principle in its weaker version (WAP). According to the John Barrow and Frank Tipler book The Anthropic Cosmological Principle, [1986], the WAP can be stated as follows:

"The observed values of all physical and cosmological quantities are not equally probable, but they take on values restricted by the requirement that there exist sites where carbon-based life can evolve and by the requirement that the Universe be old enough for it to have already done so," (sec. 1.2).

Now, I must admit that I have no idea what this really means. As near as I can figure, this means to me that "we are here because we're here" or, perhaps more amicably stated, "if we weren't here, we wouldn't be here."

Yes, well.

Now, maybe it's the covert logician in me that sits down with the introverted statistician and together they cry foul. But when I read the WAP, I hear something like this in my head:

"The observed values of all weather outcomes are not equal, but they take on values restricted by the requirement that there is a picnic (going on) today and by the requirement that there have been at least enough hours for the weather to change in the last few days."

Furthermore, I must, of course, add the fact that today it is sunny, and I am picnicking. And that is the why and the when of my writing down this principle.

But is this all that the Anthropic Principle is about?

Read on to find out whether this is the case, and, if so, what that case has to do with Storm, Wolverine, Rogue, and the other X-Men.

--Stacey E. Ake

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Subject: Of X-Men and the Anthropic Principle
From: Stacey E. Ake
Email:

One of the fascinating things about working in the science religion arena is the assortment of strange and wild places in which the issues of science and religion raise their wily heads. I don't simply mean while talking with the mechanic fixing the car for (what seems to me to be) the 30 billionth time or with the Amish youngster on the Philly to Pittsburgh train. In those cases, I am no doubt as much an instigator responsible for taking the conversation in that direction as my interlocutor. What I mean is the subtle but insistent presence of the science and religion debate (and often in its more conservative avatars) in the commercial media. In other words, this is not a problem relegated to my private conversations or the later hours of PBS.

I have found science & religion as the topic of plots on shows as varied as Touched by An Angel, Law & Order, The West Wing, Andromeda, Enterprise (alright, I concede the point that anything influenced by Gene Roddenberry is bound at some point to take on the dilemma of science and religion headfirst and by both horns), Evergreen, 7th Heaven, and CSI: Miami. And I am somewhat confounded, because I didn't even own a TV until recently; so, unless I am somehow touched with my own personal power of ascertainment bias, I can only assume that the science religion debate is "out there" even more obviously than I perceive it. And, of course, one wonders whether the reason for the science religion debate being "out there" at all just might have to do with the strange claim of "The X-Files"; namely, that the truth is out there.

But is it? For, at least in my interpretation, one of the strongest truths embodied by "The X-Files" was that while the events experienced may actually be "out there" somewhere, the truth claims (casually known in some circles as "the facts") were safely, securely, and more often than not, quite differently sequestered in the minds of Mulder and Scully at the end of each episode. Experiencing the same thing did not lead Mulder and Scully to create the same explanation for the event experienced. "I want to believe" said the poster hanging in Mulder's office, but as the show demonstrated, both he and Scully already did believe...different things. And part of the show's tension resulted from Mulder's really wanting Scully to believe what he believed. Mulder as ET missionary would make for an interesting study, but his attempts to convert the scientific Scully often failed, and for a very strange reason: the residual effects of her reasonable Catholicism. Ironies abound, and it would seem that Chris Carter is as sensitive to them as Gene Roddenberry was.

Perhaps it is just the attractiveness of that little letter "X"? For "X" is the unknown variable, that most interesting of receding dynamical objects which the truly curious mind is ever in search of. And I don't mean the gerry-rigged pseudo-variability of the algebra "X"; I mean the mind-bending, ultra-contradictory nature of the real "X" of the living universe. I guess you might consider it the John Cage approach to knowledge and possibility. As Cage says of himself, "I can't understand why people are frightened of new ideas. I'm frightened of the old ones." To which I say a hearty "Amen"!

Now, new ideas are novelties, changes in the way things are; they are, essentially, mutations (and if one wishes to be Dawkinsian about it, they are mutations in memes, but how is that possible?). And this topical transition (albeit awkward) brings me to my next "X"-namely, that of "The X-Men". For, the X-Men are mutants-and they aren't all men. They are all, however, characters in an eponymous Marvel comic book, and the subject of a recent movie, the sequel to which will be coming out this summer. The comic book serial by Stan Lee began in 1963, and it is Marvel Comics' longest-running and most successful title. In this story, teenagers who come into their mutant powers are either recruited by Magneto (the bad guy) or are taken into the care and tutelage of Professor X (Professor Charles Xavier) who trains them up to use their powers for the good of their lesser fellows (Homo sapiens) and to, of course, combat the malevolent machinations of Magneto.

In the X-Men film, the role of Professor X is played by Patrick Stewart, formerly known as Captain Jean-Luc Picard of Star Trek: The Next Generation. A nod to Roddenberry? Perhaps. Meanwhile, the anti-hero, Magneto, is played by Ian McKellen whose most recent acting avatar was as Gandalf in the Lord of the Rings film trilogy. Naturally, a variety of sweet young things play the various heroes and villains. But all this is as expected. There are fights, special effects, knowing looks, moments of dire danger, and risky acts of heroism. But there is also a physics class. And there is even a homework assignment: for the next class, please hand in your papers on...the anthropic principle.

The anthropic principle? Upon recovering from this stunning presentation in Marvel comic book cinematic heaven, I had to laugh. For, you see, the Linnaean species identification for the X-Men mutants is Homo superior, quite the compelling example of binomial nomenclature, don't you think?

Now, I am not a subscriber to, nor a person in need of, the ubermensch, superman, Homo superior theories of the average comic book character. I suspect I have never been alienated enough or, at least, not in the "right" way. Moreover, I am not given to either Shavian or Wellsian moments. But the anthropic principle? Why would such an idea be included in the film version of "The X-Men"?

Well, let's consider the anthropic principle in its weaker version (WAP). According to the John Barrow and Frank Tipler book The Anthropic Cosmological Principle, [1986], the WAP can be stated as follows:

"The observed values of all physical and cosmological quantities are not equally probable, but they take on values restricted by the requirement that there exist sites where carbon-based life can evolve and by the requirement that the Universe be old enough for it to have already done so," (sec. 1.2).

Now, I must admit that I have no idea what this really means. As near as I can figure, this means to me that "we are here because we're here" or, perhaps more amicably stated, "if we weren't here, we wouldn't be here."

Yes, well.

Now, maybe it's the covert logician in me that sits down with the introverted statistician and together they cry foul. But when I read the WAP, I hear something like this in my head:

"The observed values of all weather outcomes are not equal, but they take on values restricted by the requirement that there is a picnic (going on) today and by the requirement that there have been at least enough hours for the weather to change in the last few days."

Furthermore, I must, of course, add the fact that today it is sunny, and I am picnicking. And that is the why and the when of my writing down this principle.

Now, as anyone who watches the weather knows, today's actualities are yesterday's probabilities instantiated. The proponents of the WAP know this as well; thus the need for the "requirement that the Universe be old enough for it to have already done so" caveat.

I will, at this step in the argument, point out what one must needs point out to every student of introductory genetics, with its problems of probability and statistics: namely, the tricky conundrum that correlation is not causation. For the best that correlation can give you is an hypothesis, maybe even a working hypothesis, or an observation. But correlation does not provide one with a conclusion. (An aside: this deadly dyad of confusing correlation with causation and then combining said confusion with a misapplication of Koch's postulates is what is getting a lot of "genetic medicine" into trouble. We saw this once already with the HIV/AIDS problem, and we will see it again in the future. But biology does not work according to logic; it does not even work according to physics. The biological world is subject to a law alien to the world of physics-and pretty much alien to the world of chemistry as well-namely, "Stay alive!" And to this law, there is one functional corollary: Whatever works! But I speak of causal fallacies, and I digress....)

So, to return to the matter at hand (correlation vs. causation): there is the problem presented by my famous blue (and white) raincoat. As a loyal Penn Stater, I wore my famous blue raincoat (FBR) to every Nittany Lion game. And when I wore the raincoat, the Nittany Lions won. But when I didn't wear it, they lost. There is, in fact, a 100% correlation with my plastic blue fashion statement and Penn State gridiron victory.

Now, it seems to me that when it is phrased this way, the problem of confusing correlation with causation stands out in bas-relief. No one in their right mind would actually believe that my blue raincoat is the pivotal requirement for Nittany Lion victory-otherwise, if it were, I would no doubt be currently living in a State College luxury apartment subsidized by Joe Paterno and the PSU alumni association. On the other hand, if one were of a superstitious turn of mind, one might assume that the famous blue raincoat DID in fact play a role in PSU football prowess and thus act accordingly. Moreover, having observed PSU fan behavior for many years, I am fairly certain that many folks do indeed behave in this way-usually without regard to the actual numerical ratios of football scores. Thus, it would seem that in cases of superstition, intermittent conditioning is, in fact, the most effective method of reinforcement. Furthermore, one last point, before moving on: it would be a tremendously facile, not to mention inordinately lazy, move at this juncture to posit that from this type of superstition religion arises. I am not making this move.

Strangely enough (to some), I do not make this move for the same reason that I look askance upon the AP, as well as ID theory, in any of their avatars as bulwarks to religious faith; namely, that they are superstitions, albeit scientifically savvy and numerically nuanced forms of superstition. And, as in many things, the Danes have the best word for this situation: "overtro"-the idea that superstition is, essentially, above or beyond belief. (And please note: one could, of course, point out that there might be a "chaos theory" explanation for the effect of my famous blue raincoat on Penn State football fortitude. Quite possibly, but since chaos theory is essentially anything but "chaotic", I feel that we are back in the same position from which we started-square one. On the other hand, if one wished to explore and experiment with the possible relationship between my raincoat and PSU victory-for example, one hypothesis: from where my season ticket holder seats were, the stadium lights were such that my blue raincoat shone like Glenn Close as the "woman in white" in The Natural and thus inspired the quarterback or the defensive linemen to footballer feats of surpassing glory. Well, by all means, test that hypothesis. But if this is the case, we then also see that the WAP, like my FBR theory, is an observation or conjecture in search of an hypothesis or explanatory theory which would then be in pursuit of an experiment or other supporting data.)

Now, all of this has been a roundabout way of saying what was made blatantly, if fleetingly, obvious in the film The X-Men.

Consider the WAP again: "The observed values of all physical and cosmological quantities are not equally probable, but they take on values restricted by the requirement that there exist sites where carbon-based life can evolve and by the requirement that the Universe be old enough for it to have already done so," (Barrow & Tipler, sec. 1.2).

Now, as the first premise of the WAP states, it is true that "the observed values of all physical and cosmological quantities are not equally probable". As a matter of fact, the mutation rate (read: frequency) for achondroplasia, a type of "dwarfism" that occurs sporadically in the human population, is 7/242,257 x 1/2 (2 alleles per zygote) = 1.4 x 10e-5. (See for more information.) And other mutations are just as equally probable (or improbable, depending on your perspective), being dependent upon gender, environment, source population, and parental age, among other things; hence, we can see that mutations, analogous in kind and probability to achondroplasia, such as those which afflict the X-Men, might be equally im/probable.

Furthermore, to expand upon the second feature of the WAP, these physical and cosmological quantities, including mutation rates, "take on values restricted by the requirement that there exist sites where carbon-based life can evolve" or, in the current case, where carbon-based life with achondroplasia or (in a comic book world) where carbon-based life with super mutant X-Men powers can evolve.

And, finally, there is that time caveat or "the requirement that the Universe be old enough for it to have already done so." Well, we have seen the arrival on the planet of folks with achondroplasia; perhaps, it will merely be a matter of "X" time before the Universe has become old enough for mutants and others, for the Homo superior, to have already done so. In other words, the perspectival time aspect that allows the anthropic aspect of the anthropic principle to appear/be revealed/be "obvious" shows that the anthropic nature of the principle is an artifact of time. Or, that is to say, that what we see now, we do in fact see now, only because we are seeing at a particular time: now. Was there anything in the age of dinosaurs to point to the currently anthropically dominated earth? Only if you (a human!) were there and were rooting for those mini-mammals, and, as I mentioned before, I am not given to Wellsian flights of fancy.

And thus the point of (or, at least my point about) the movie: Perhaps, given that the odds for mutants are even smaller than the odds for "normal" humans, what we now know as the Anthropic principle will someday come to be known as the Mutant principle or the X-Men principle. If nothing else, the X-Men movie reveals how very subtly notions of the great chain of being, of human apotheosis as the end all of creation or evolution (the reader may choose), and of the desire for a teleology of which we are the telos still dominate the scientific imagination.

But when I see that the score is still HIV 42,000,000 : Humans 0, then I find it a little hard to believe that humans are the end all of all that is, except when one assumes from the start that they are. And that kind of assumption is called begging the question. Personally, my money is on the nematodes; for like God, they are everywhere. But, then again, the same is true of E. coli.

"As we look out into the Universe and identify the many accidents of physics and astronomy that have worked together to our benefit, it almost seems as if the Universe must in some sense have known that we were coming." --Freeman Dyson

But remember the key words: it almost seems....

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